OTCQX & OTCQB DAD/PAL Services                                                                                                  (469) 767-8643 


Mr. Cavalier is an active member of the California State Bar.

Mr. Cavalier has been appointed as a Designated Advisor for Disclosure (DAD) for OTCQX U.S. and a Principal American Liaison (PAL) for International OTCQX.  He is a securities professional knowledgeable in both the disclosure requirements of U.S. securities laws and the most effective investor communications practices.

In the past he has served as general counsel for sponsors of Regulation D oil & gas and real estate private placement investments.

He is a recognized expert in securities and broker fraud matters including appearances in U.S. Federal Court, criminal trials, CFTC hearings and all arbitration venues.  

Mr. Cavalier is qualified to serve as a chairman for FINRA arbitration panels.   

Mr. Cavalier offers management consulting services through Thumbtack.  For further information please visit: